Role:Compliance Specialist I(Risk Analysis)
Location: New York, NY 10285(Hybrid-Can be discussed durig interview)
Duration: 05+ Months 

Role Objective

Cleint is seeking a resource focused on embedding control management into day-to-day business operations. This role requires extensive collaboration with partners across multiple business units, functional areas, and geographies.

Key Responsibilities:

Risk Identification & Assessment

• Provide additional identification of risks across business processes and systems in partnership with business process owners

• Facilitate Business Units (BUs) in performing risk assessments, including Risk Control Self Assessments (RCSAs)

• Support periodic RCSA reviews and update assessment criteria to align with regulatory changes

Control Testing, Monitoring & Quality Assurance

• Lead control monitoring activities, supplemental to BU process owner testing

• Conduct independent quality assurance and vertical process testing

• Proactively identify high-risk areas requiring intervention, including the use of automated alerts

Risk Reporting & Insights

• Proactively communicate key operational risk trends, activities, and events to senior management

• Compile thematic risk reporting covering risk levels, trends, causes, and root drivers

• Provide actionable insights on current risk exposure and emerging risks

Risk Governance & Frameworks

• Categorize controls and map them to risks and processes, including cross-BU process-control mapping

• Develop and maintain risk profiles and up-to-date risk registers

• Support Business Units during New Product Governance (NPG) by identifying risks and recommending control enhancements

Risk Monitoring & Analytics

• Develop and maintain risk dashboards and Key Risk Indicators (KRIs) for ongoing monitoring

• Ensure consistent tracking and reporting of operational risk metrics

Leadership & Risk Culture

• Champion risk management practices within the business

• Act as a key leader in sharing insights, themes, best practices, and lessons learned across the enterprise

 
 
At SPECTRAFORCE, we are committed to maintaining a workplace that ensures fair compensation and wage transparency in adherence with all applicable state and local laws. This position’s starting pay is: $ 40.00/hr.