Global Banking & Markets - RIA Custody Broker Ops - Analyst


Salt Lake City, Utah

20 days ago

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Global Banking & Markets - RIA Custody Broker Ops - Analyst
Salt Lake City, Utah

20 days ago

Job Description

Job Title: Global Banking & Markets - RIA Custody Broker Ops - Analyst
Duration: 6 Months
Location: Salt Lake City, UT

Operations is a dynamic, multi-faceted division that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation. For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow.
The Client’s Advisor Solutions is a new and growing area of the firm that provides a powerful platform for Registered Investment Advisors to perform diversified investing and portfolio management with significant customization. We are a dynamic, entrepreneurial team with a passion for building digital capabilities for our rapidly growing client base.
  • Gain a comprehensive understanding of product offerings and trade lifecycle by interacting with business, middle office, and engineering teams to work toward shared goals
  • Partner with a team of brokerage, execution, and servicing experts to deliver top notch client service while ensuring exposure risks are appropriately mitigate
  • Showcase your attention to detail and ability to manage several tasks at once
  • Manage prioritization and stakeholder engagement to maximize delivery towards established business goals
  • Identify processes and controls improvement by leveraging constant evolving tools that can be used to build scalability without introducing new risks
 Basic Qualifications
  • Proven analytical skills, problem solving ability, and a control mentality paired with meticulous attention to detail
  • Aptitude for building relationships and ability to communicate complex issues to a wide array of internal clients with differing levels of product experience
  • Self-motivated and proactive team player who takes ownership and accountability, has strong organizational skills as well as the ability to effectively manage competing priorities
  • Flexible and able to work well under pressure in a team environment
Preferred Qualifications
  • Prior experience in banking, custody and clearing or similar environment
  • Prior experience in following procedures and processes
  • Prior experience navigating SalesForce.
  • Familiarity with asst transfers, asset servicing, portfolio management and/or clearing operations
  • Operational knowledge of the custody and clearing business model and supported products, process flows, vendors, etc.
  • Bachelor’s degree

About Us: Established in 2004, SPECTRAFORCE® is one of the largest and fastest-growing diversity-owned staffing firms in the US. The growth of our company is a direct result of our global client service delivery model that is powered by our state-of-the-art A.I. proprietary talent acquisition platform, robust ISO 9001:2015/ISO 27001 certified processes, and strong and passionate client engaged teams. We have built our business by providing talent and project-based solutions, including Contingent, Permanent, and Statement of Work (SOW) services to over 140 clients in the US, Canada, Puerto Rico, Costa Rica, and India. Key industries that we service include Technology, Financial Services, Life Sciences, Healthcare, Telecom, Retail, Utilities and Transportation. SPECTRAFORCE is built on a concept of “human connection,” defined by our branding attitude of NEWJOBPHORIA®, which is the excitement of bringing joy and freedom to the work lifestyle so our people and clients can reach their highest potential. Learn more at:
Benefits: SPECTRAFORCE offers ACA compliant health benefits as well as dental, vision, accident, critical illness, voluntary life, and hospital indemnity insurances to eligible employees. Additional benefits offered to eligible employees include commuter benefits, 401K plan with matching, and a referral bonus program. SPECTRAFORCE provides unpaid leave as well as paid sick leave when required by law.

Equal Opportunity Employer: SPECTRAFORCE is an equal opportunity employer and does not discriminate against any employee or applicant for employment because of race, religion, color, sex, national origin, age, sexual orientation, gender identity, genetic information, disability or veteran status, or any other category protected by applicable federal, state, or local laws. Please contact Human Resources at if you require reasonable accommodation. 
At SPECTRAFORCE, we are committed to maintaining a workplace that ensures fair compensation and wage transparency in adherence with all applicable state and local laws. This position’s starting pay is: $23.00/hr.

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