Job Title: Finance & Accounting - Auditor Duration: 12 months of assignment Location: Toronto, ON (Hybrid)
Role and responsibility
Line of Business/role at the bank: Market Risk – this role is for control testing
Specific Accountabilities for the role include:
Working closely with Market Risk functions and acts as a trusted advisor with internal/external stakeholders.
Executes M&T, communicates outcomes, prepares test results report and recommends action plans (if any issue is identified).
Reviews processes and identifies opportunities for risk mitigation through proposing new controls or revising existing controls.
Assists in the development and maintenance of the M&T plan and regulatory inventory
Assists in the maintenance of the Market Risk PRC (documents the internal control governance system, processes and framework to describe compliance requirements, activities, processes, roles & responsibilities, etc...)
Assist with internal/external regulatory audits and/or examinations (as needed)
Prepare decks for various Forum and/or Committee
Coordinates and participates in the execution of oversight/governance activities including reporting; assessment of education & training needs, development/delivery of training; development and execution of regulatory administration processes & procedures; management of review/updates to policies, etc.
Assists with quarterly reports (CRO attestation, SOX attestation)
Develops and maintains in-depth knowledge of business and related risk management requirements and legislative/regulatory directives and guidance.
Exercises judgment to identify, diagnose, and solve problems within given rules.
Works independently and regularly handles non-routine situations.
Provides quality assurance, advice and guidance to the 2a Market Risk function on governance related topics, including effective challenge.
Broader work or accountabilities may be assigned as needed.
Must Have
3-5 yrs experience in Controls Audit with the Big 4 (Accounting) or financial institutions (Market Risk)
For information on benefits, equal opportunity employment, and location-specific applicant notices, click here
At SPECTRAFORCE, we are committed to maintaining a workplace that ensures fair compensation and wage transparency in adherence with all applicable state and local laws. This position’s starting pay is: $ 50.00/hr.
