Title: Margin Lending Analyst
Duration: 18 months
Location: Salt Lake City ,UT 

Overview:

• The Margin Lending Analyst will support the Private Wealth Management (PWM) Margin Lending team in delivering operational excellence across margin calculation, monitoring, and exception handling.
• This position is essential for ensuring adherence to regulatory requirements and upholding client service standards, while providing comprehensive support to the advisor team.

Key Responsibilities:

• Margin Call Issuance & Monitoring: Execute daily margin calculations, validate call amounts, and issue margin calls in accordance with regulatory and internal guidelines.
• Exception Handling: Monitor and resolve margin exceptions, including non-call issuance and late liquidations, ensuring risk mitigation and compliance.
• Manual Support: Provide manual margin calculations and overrides for high-value clients not supported by automated tools.
• Regulatory Governance: Apply margin rules (e.g., Reg T, FINRA 4210) and ensure adherence to firm-wide control frameworks.
• Reporting & Documentation: Maintain accurate records of margin activity, support audit requests, and contribute to control updates.

Must Haves:

• Bachelor’s degree in Finance, Economics, or related field.
• Strong analytical and problem-solving skills.
• Familiarity with margin regulations and control frameworks.
• Excellent communication and organizational skills.

 

 


At SPECTRAFORCE, we are committed to maintaining a workplace that ensures fair compensation and wage transparency in adherence with all applicable state and local laws. This position’s starting pay is: $23.00/hr.