Position Title: Manager, EAML Examinations
Location: Chicago, IL 60602 (Hybrid: Tuesdays, Wednesdays, and the Second Friday of every month)
Work Schedule: 9:00 AM – 5:00 PM
Duration: 3 months
 
About the Line of Business (LOB):
The Compliance & Global Regulatory Affairs team serves as the bank’s second line of defense, conducting global examinations related to Anti-Money Laundering (AML), Anti-Terrorist Financing (ATF), and Sanctions. Our work ensures compliance at both the line of business and corporate functional levels, safeguarding the bank’s reputation and regulatory standing.
 
Role Overview:

• We are seeking a Manager, EAML Examinations, to support the execution of AML, ATF, and Sanctions-related exam testing.
• Reporting to the Director of EAML Examinations, you will conduct detailed testing of businesses and activities to ensure adherence to internal policies, standards, applicable laws, regulations, and guidelines issued by regulatory bodies such as FINTRAC.
• This role requires an experienced professional residing in the United States to address cross-border engagement requirements.
• The position offers a hybrid work arrangement, blending remote work with onsite collaboration.

Key Responsibilities:

• Conduct comprehensive examinations and testing related to AML, ATF, and Sanctions compliance across various businesses.
• Evaluate the effectiveness of controls, processes, and risk management frameworks within scope.
• Document findings clearly and concisely, drafting reports that communicate risks and recommendations effectively.
• Collaborate with senior directors, associates, and cross-functional teams to ensure alignment and follow-up on remediation actions.
• Utilize audit management tools (e.g., TeamMate) and advanced Excel functions to analyze data and support examination activities.
• Stay current on relevant regulatory requirements and industry best practices.

Must-Have:

• 5-7+ years of auditing or second line testing experience, preferably within financial services.
• In-depth knowledge of AML, ATF, and Sanctions regulations and compliance requirements.
• Proficiency in Microsoft Word, Excel (including XLOOKUP, VLOOKUP, IFS, Pivot Tables), and TeamMate Audit Management software.
• Strong risk management and control assessment skills.
• Excellent written and verbal communication abilities, capable of producing clear, professional reports and collaborating effectively with stakeholders.

Nice-to-Have:

• Professional accounting or internal audit designation (e.g., CPA, CIA).
• MBA or advanced degree.

 

 


At SPECTRAFORCE, we are committed to maintaining a workplace that ensures fair compensation and wage transparency in adherence with all applicable state and local laws. This position’s starting pay is: $60.60/hr.